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Information System Audit (DISA)

DISA-certified IS audits covering IT general controls, ERP application controls, and RBI-mandated cybersecurity assessments.

DISAICAI Certified
Est. 2023Founded
RBI ReadyBank Audit
Scope of Work

What We Cover

  • IT General Controls (ITGC) — access management, change management, IT operations
  • Application controls review for ERP systems (SAP, Tally Prime, Oracle)
  • RBI-mandated IS audit for scheduled banks, cooperative banks, and NBFCs
  • Cybersecurity framework assessment and vulnerability reporting
  • Data analytics using CAATs — anomaly detection and access pattern review
  • Segregation of duties (SoD) conflict analysis
  • SOC 1 / SOC 2 readiness gap assessment
  • IS audit report in RBI-prescribed format with remediation recommendations

Key Deliverables

IS Audit ReportITGC AssessmentApp Controls ReportCybersecurity ReportCAATs AnalysisRemediation Roadmap
Our Process

How We Work

01

Scope & Planning

Define audit scope covering IT infrastructure, applications, databases, and network components. Prepare risk-based audit plan.

02

Controls Assessment

Evaluate IT General Controls (access, change management, operations) and Application Controls (input, processing, output) across all critical systems.

03

Testing & Analytics

Perform substantive testing using CAATs, review audit logs, test access controls, and verify data integrity across systems.

04

Reporting & Remediation

Issue detailed IS audit report with findings, risk ratings, and actionable recommendations. Support management in implementing remediation measures.

Who Is This For

Is This Service Right for You?

Banks and NBFCs under RBI IS audit mandate
Listed companies requiring IT controls assessment
Enterprises undergoing ERP implementation audit
Companies seeking SOC 1/SOC 2 readiness assessment
Organisations needing cybersecurity risk evaluation
FAQ

Frequently Asked Questions

What is a DISA qualification?

DISA (Diploma in Information Systems Audit) is a post-qualification certification from ICAI that qualifies Chartered Accountants to conduct information systems audits. It covers IT governance, information security, system development lifecycle, and IT audit methodologies.

Is IS audit mandatory for banks?

Yes. RBI mandates IS audit for all scheduled commercial banks, urban cooperative banks, and NBFCs above certain thresholds. The audit must be conducted by CISA/DISA qualified professionals and covers core banking systems, electronic delivery channels, and cybersecurity controls.

What systems do you audit?

We audit ERP systems (SAP, Tally, Oracle), core banking solutions, payment platforms, e-commerce systems, custom applications, cloud infrastructure, and database systems. Our approach covers both on-premise and cloud-deployed systems.

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